Why Choose Us

Our Firm

At Castle Wealth Management, we understand the unique challenges that come with managing wealth. For nearly two decades, we have served as a trusted partner of individuals and families, providing wealth management guidance and solutions based on a thorough understanding of each client’s situation and goals.

We bring proven expertise to bear on every aspect of a client’s wealth—from accumulation and growth through preservation and distribution.

By taking an objective and proactive approach that reflects the nuances and complexities of each situation, we continue to build trusted relationships.


Established
Founded in 1997, Castle Wealth Management has been a trusted financial partner for more than 20 years.
Staff
Our team comes from a varying degree of financial and investment backgrounds and is devoted to achieving financial success.
Experience
Our team has a wide variety of experience managing the accumulation, growth, preservation and distribution of wealth.
Assets Under Management
With more than $300 million in assets under management, we are a trusted partner that seeks to understand each client and their goals.

Our Goal

We provide personalized service, coupled with current and extensive financial knowledge, to address your individual needs and circumstances.
Why Clients Choose Us:
    • Objective Advice
    • Investment Diversity
    • Transparent Reporting (performance, fees)
    • Tax Efficient Portfolio Management
    • Multi-disciplined Team
The Best of Both Boutique and Large Firm Advantages

Our goal is to provide personal service coupled with current and extensive financial knowledge. We navigate the course for our clients to follow. A well diversified portfolio, a long-term investment horizon and a documented plan enables our clients to reach their goals.

We are able to focus our attention on the client because we have made a conscious decision to have fewer families per adviser. Our clients know they can rely on us for all of their investment needs, large or small, business or personal.

Boutique Firm Strengths
    • We are independently owned
    • We have an autonomous investment team
    • Transactional flexibility
    • Family office services possible
    • Cost efficient
    • Product diversity
    • Depth of resources
    • Multi-disciplined staff
    • Technology
    • Custodian relationships with Charles Schwab & TD Ameritrade
    • Separate account managers available

Business  Structure

Dedicated Client Care, Built In

Castle Wealth Management is one of fewer than 1,500 asset management firms worldwide that adhere to the CFA Institute’s Asset Manager Code of Professional Conduct

What is CFA? Look Us Up
1
Fiduciary
In contrast to traditional broker/dealer relationships, as a Registered Investment Advisor firm, we are required to always act as your fiduciary, strictly serving your best interests. More about that here.
2
Fee-only
We are compensated strictly through your fully disclosed fees, refusing commissions or any other misaligned third-party incentives.
3
Cost-effective
We seek the lowest-cost investment solutions among those that best meet your goals (others offering non-fiduciary advice are not similarly obligated).
4
Investment Process
Our Account Review Committee meets on a weekly basis to review individual portfolios’ performance.
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Our Difference

Recognizing that no two clients are alike, we take the time to listen—and to understand—your particular circumstances, goals, and aspirations. This understanding serves as the basis from which we develop an integrated plan that addresses every facet of your wealth. Our comprehensive approach is designed to create a plan that achieves your near- and long-term goals.

When crafting an integrated wealth management plan, we draw on our expertise in the following areas:

    • Financial planning
    • Retirement income planning
    • Estate planning
    • Tax planning
    • Business succession planning
    • Intergenerational wealth transfer
    • Philanthropy
    • College Fund planning
Does your wealth manager measure up?
Institutional Thinking for Individual Investors
Deep understanding
Before we invest any money for a client, we first determine the client’s goals, tolerance for risk, and time horizon. We measure these factors against our extensive knowledge of investments. Only then do we consider asset allocation and diversification.
Disciplined portfolio construction
Based on the specifics of each client’s situation, we provide exposure to an appropriate mix of traditional and nontraditional assets. We also seek to provide diversification within each asset class—across sectors, industries, and countries.
Rigorous oversight
When implementing a client’s investment strategy, we use a stringent process that screens top money managers, selecting those who meet the objectives established for that client. Once the appropriate manager(s) has been chosen, we provide ongoing oversight and make changes as appropriate.
Factors to Consider When Selecting a Wealth Management Adviser

The firm you choose not only will have access to intimate detailed information regarding your personal finances, but also will be the adviser entrusted to manage your financial future. Make sure, when choosing, your adviser has:

1
Strong ethics.
The integrity of your adviser is of the utmost importance. It is essential that you can be confident that your interests will always come first.
2
A global perspective.
In an ever-changing global economy, your adviser needs to have the resources and expertise to identify investment opportunities both domestically and abroad.
3
Knowledge and experience.
Managing your wealth is about much more than picking investments; it requires an understanding of economics, corporate finance, asset valuation, and portfolio construction and management.
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561.686.9604

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